Pre- And Protohistoric Settlement In Sri Lanka
ABSTRACT
Sri Lanka is an island off the southern tip of India. There is secure
evidence of settlements in Sri Lanka by 130,000 years ago, probably by
300,000 BP and possibly by 500,000 BP or earlier. Palaeo-environmental
investigations indicate that interglacials correlated with increased atmospheric
activity over the island - which was manifested in correspondingly increased
rainfall on the windward aspect of the central mountains and increased
desiccation on the leeward side due to the drying foehn effect of katabatic
winds. This model has been transposed to the eight major ecozones of the
country with their respective prehistoric carrying capacities fluctuating
in phase with climatic shifts. Population densities in these ecozones have
been estimated for the Quaternary on the basis of ethnographic analogy.
Subsistence strategy has also been assessed through archaeological evidence
against a backdrop of ethnographic analogy and postulated biotic resources
that would have been available for exploitation by Quaternary foragers.
At the commencement of the 1st millennium BC, there are indications of
a rapid transition from a geometric microlith-using Mesolithic culture to
the Early Iron Age, with horse, cattle, pottery and paddy cultivation. It
is proposed that with iron technology (for clearing hitherto intractable
equatorial rainforest) a greatly enhanced food production capability increased
carrying capacity several-fold, thus attracting long distance links with
India. The latter possibly involved migrations, of which the Indo-Aryan Sinhalese
language (which was in use in Sri Lanka since at least 500 BC) could be but
one manifestation.
PREHISTORY
Palaeolithic
During the last one million years, when humans are known to have
existed in various parts of India (v. Mishra 1995), Sri Lanka was connected
to the sub-continent on numerous occasions. The rise and fall of sea level
(due to cold/warm fluctuations in the global climate) determined the
periodicities of these connections, the last separation having occurred at
ca. 7000 BP (Deraniyagala 1992: 167). Hence it is impossible to view Sri
Lankan prehistory in isolation from India.
It is very likely that the first settlers from India had reached Sri Lanka
at least as early as one million years ago - perhaps earlier. So far, evidence
on this score has not been forthcoming, but this need not signify that
there were no humans in Sri Lanka at that period. Environmentally there
would have been no hindrance whatsoever to hominid settlement, in terms of
both accessibility and exploitable food and water.
There are, however, ancient coastal sands in the north and southeast of
the island which could be as early as 250,000 (or even 700,000-500,000)
BP (ibid: 686, 688). Whether these sands contain evidence of human habitation
has yet to be determined, a prime research goal for the future.
By about 125,000 BP if is certain that there were prehistoric settlements
in Sri Lanka (ibid.: 686). The evidence stems from excavations conducted
in coastal deposits near Bundala.These people made tools of quartz
(and a few on chert) which are assignable to a Middle Palaeolithic complex
(ibid.: 252-4,458,688). Apart from such tools, no other vestiges of their
culture have survived the ravages of time and tropical weathering: we
do not know what these people looked like, although it can be guessed that
they were early Homo sapiens sapiens akin to anatomically modern South
Asians. Even the sizes of their settlements are not known due to the limited
scale of the evaluation excavations; surface indications are ca.50 square
metres or less per site. That they lived by hunting and gathering is
obvious and it is probable that this conformed to the pattern discernible
in the activities of their descendants some 100,000 years later. We do
know, however, that the physical and biotic environments of these early humans,
from the Middle Pleistocene onwards, fluctuated between pluvial and interpluvial
episodes (ibid.: 178-82, 436-40; id. 1991: 14-7) with corresponding oscillations
in animal and food-plant resources which would have been reflected in
shifts in human population densities. It is estimated that during certain
pluvial episodes in South Asia, as at ca. 125,000 BP, The population density
in the Dry Zone of northern, eastern and southern Sri Lanka (for ecozones
v. ibid.: app. I) could have ranged between 1.5 and 0.8 individuals per
square kilometre, whereas the Wet Zone in the west would have had densities
of 0.1 or less. It has been hypothesised that interpluvials witnessed a
narrower dichotomy in the zonal population densities, the respective estimates
being less than 0.3 for the Dry Zone and over 0.1 for the Wet Zone. These
figures are derived from ethnographic sources pertaining to South and Southeast
Asian hunter-gatherers. Given the postulated densities of the food supplies,
it is unlikely that large communities in excess of a couple of nuclear
families were the norm, except perhaps along the northern and eastern coasts
with their rich resources of marine foods (id. 1992: 178-82, 436-44).
Mesolithic
From about 34,000 BP onwards the prehistoric record is very much more
complete. The information stems from a series of cave excavations
in the lowland Wet Zone: Fa Hien Lena near Bulathsinhala (34,000?5400 C14
BP), Batadomba-lena near Kuruwita (28,500-11,500 C14 BP), Beli-lena at
Kitulgala (over27,000-3500 C14 BP), Alu-lena at Attanagoda near Kegalle
(10,500 C14 BP). These data are supplemented by those from the open-air
site of Bellan-bandi Palassa near Embilipitiya (6500 TL BP). The dating
is based primarily on radiocarbon assays on charcoal, checked independently
against thermoluminescence dating in the case of Beli-lena. There are over
50 such dates from various contexts at these sites and the chronological
framework may be pronounced secure (ibid.: 695-701).
Fa Hien Lena has yielded the earliest evidence (at ca. 34,000 C14 BP)
of anatomically modern man in South Asia, followed by Batadomba-lena
at 28,500 and 16,000, Beli-lena at 13,000, Fa Hien at 6900, Bellan-bandi
Palassa at 6500 and Fa Hien again at 4800 BP. These human remains have
been subjected to detailed physical anthropological study and it has been
affirmed that the genetic continuum from at least as early as 16,000 BP
at Batadomba-lena to Beli-lena at 13,000 BP to Bellan-bandi Palassa at
6500 BP to the recent Vadda aboriginal population is remarkably pronounced
(ibid.: 468-9; Kennedy 1974; Kennedy et al. 1987; the earlier material
from Fa Hien Lena is too fragmentary for such comparative study). This
suggests a backwater in terms of population dynamics. It appears to have
been a remarkably static situation over so long a period, relatively undisturbed
by the arrival of new populations with diverse physical traits. These anatomically
modern prehistoric humans in Sri Lanka are referred to as Balangoda Man
in popular parlance (derived from his being responsible for the Mesolithic
'Balangoda Culture' first defined in sites near Balangoda). He stood at
an estimated height of ca. 174 cm for males and 166 cm for females in certain
samples, which is considerable when compared with present-day populations
in Sri Lanka (v. Deraniyagala 1992: 330-4). The bones are robust, with
thick skull-bones, prominent brow-ridges, depressed noses, heavy jaws and
short necks. The teeth are conspicuously large. These traits have survived
in varying degrees among the Vaddas and certain Sinhalese groups, thus
pointing to Balangoda Man as a common ancestor. It needs to be borne in
mind, however, that there would have been unimpeded gene-flow between southernmost
India and Sri Lanka (in both directions) from the Palaeolithic onwards,
and that future research will probably reveal a whole range of genetic
clusters in the prehistoric populations of this region, which would invalidate
the concept of Balangoda Man as a homogeneous 'race' (cf. id. 1990: 17,20).
Meanwhile, Balangoda Man continues to be a useful working concept,
referring to the island's late Quaternary humans. He appears to have
settled in practically every nook and corner of Sri Lanka ranging from
the damp and cold High Plain's such as Maha-eliya (Horton Plains) to the
arid lowlands of Mannar and Vilpattu, to the steamy equatorial rainforests
of Sabaragamuwa. The camps were invariably small, rarely exceeding 50 sq.
m in area, thus suggesting occupation by not more than a couple of nuclear
families at most (id. 1992: 351). This life-style could not have been too
different from that described for the Vaddas of Sri Lanka, the Kadar, Malapantaram
and Chenchus of India, the Andaman lslanders and the Semang of Malaysia
(ibid.: 412-21, 451-7). They would have been moving from place to place
on an annual cycle of foraging for food. The well preserved evidence
from the caves and Bellan bandi Palassa indicates that a very wide range
of food-plants and animals were exploited. Among the former, canarium nuts,
wild breadfruit and wild bananas are prominent. It is probable that
dioscorea yams, such as Dioscorea spicata, D. pentaphylla and D. oppositifolia
were staples in the diet, as they were among South Asian hunters and gatherers
in recent times. It appears as if every conceivable type of animal had
been eaten, ranging from elephants to snakes, rats, snails and small
fish (ibid.: 451-2). This diet would have been well balanced as attested
by the robusticity of the human skeletal remains. The degeneration of bone
that accompanies a specialised starchy diet and a sedentary life style
had yet to set in.
The tool kit of Balangoda Man is distinguished by the occurrence of
geometric microliths, comprising small (less than 4 cm long) flakes
of quartz and (rarely) chert fashioned into stylised lunate, triangular
and trapezoidal forms (ibid.: 266-70, 688-94). Such geometric microliths
have traditionally been considered the hallmark of the Mesolithic period
as first defined in Europe. The earliest dates for the geometric microlithic
tradition in Europe are around 12,000 BP. Hence it came as a surprise
when such tools were found as early as 28,500 C14 BP at Batadomba-lena,
28,000 BP at two coastal sites in Bundala and over 27,000 BP at Beli-lena.
Sri Lanka has yielded evidence of this sophisticated technological phase
some 16,000 years earlier than in Europe. However, this apparent anomaly
has been resolved by the discovery of geometric microliths in various
parts of Africa, such as Zaire and southern Africa, from contexts in excess
of 27,000 BP, thereby suggesting that Europe was late in manifesting
this techno-tradition due to as yet undefined reasons.
Apart from stone tools, artefacts of bone and antler are quite prolific
from 28,500 BP onwards, notably small bone points (ibid.: 278-81).
Beads of shell have also been discovered from these early contexts
and the occurrence of marine shells in inland sites such as Batadomba-lena
points to an extensive network of contacts between the coast and the
hinterland. There is evidence from Beli-lena that salt had been brought
in from the coast at a date in excess of 27,000 BP (ibid.: 326).
Sri Lanka has yet to produce unequivocal evidence of Stone Age art.
The cave art observed in various parts of the Dry Zone are the works
of Vaddas, as demonstrated by ethnographers, although a certain proportion
of it could conceivably be prehistoric (ibid.: 465). Similarly there
is little evidence of manifestations of ritual. There are, however,
clear that the norm was for Balangoda Man to inter his dead as secondary
burials within his camp floors, having selected certain bones for this
purpose; and at Ravanalla cave and Fa Hien Lena red ochre had been ceremonially
smeared on the bones. Both these practices have been matched by the mortuary
customs of the Andaman Islanders, but not by those of the Vaddas. It
is possible that the latter, through a process of cultural retrogression,
ceased to practise the more elaborate mortuary customs of their ancestors
(ibid.: 465-7, 696).
PROTOHISTORY
Neolithic/Chalcolithic
The transition from the Mesolithic Balangoda Culture to the protohistoric
Early Iron Age has been inadequately documented in Sri Lanka. Almost
invariably, the relevant transitional deposits have been disturbed due
to the extraction of fertiliser from prehistoric cave habitations. Recent
excavations in the cave of Dorawaka-kanda near Kegalle could somehow have
resolved this impasse. According to the excavator, W.H. Wijayapala, there
are indications at this site of pottery (together with stone stools) being
used as early as 6300 C14 BP, and possibly the cultivation of a cereal
in these contexts (ibid.: 734; W.H Wijayapala 1992 in id. ip). The final
analyses and the site report pend.
The excavator's views are plausible since (a) the southern Indian Neolithic
period is at least as old as 2000 BC and (b) a plain red ware precedes
the ceramic termed Black and Red Ware at Dorawaka-kanda. The latter ware
has been dated to ca. 900 BC at Anuradhapura and hence the red ware might
predate it at Dorawaka-kanda. The typical polished axes, pottery and
cultivants of the peninsular Indian Neolithic have yet to be discovered
in Sri Lanka, and one can but assume that until the Dorawaka-kanda data prove
it otherwise the existence of Neolithic period on the island has not been
established as yet.
The most recent radiocarbon dates to provide a chronological upper boundary
for the 'Mesolithic' geometric microlithic industry in Sri Lanka are
ca. 1800 BC at Mantai and ca. 1500 BC at Beli-lena (Deraniyagala 1992:
698, 701). The latter could have domesticates or pottery in association
(report pending). The discovery of a few pieces of copper-working slag
from this 'Mesolithic' context at Matota could signify the first identification
of a Chalcolithic horizon in Sri Lanka, contemporaneous with the securely
dated Chalcolithic of peninsular India. The slag, however, could have
intruded into the sample from this otherwise carefully excavated context,
perhaps through incorrect labelling. No pottery was found in association.
Further sampling is required to clarify these points. It is now known that
the only major source of copper ore south of Madhya Pradesh in central
India is located at Seruvila in eastern Sri Lanka (Seneviratne 1994). It
is very likely that this was known to the Chalcolithic peoples of India
and that Sri Lanka exploited this resource. Mantai could well have been a
port for shipping copper to India.
Neolithic settlements in northern India are said to occur as far back
as 6500-5000 BC (Misra 1989: 26). It is probable that peninsular India
and Sri Lanka have yet to be discovered parallels. By 2000 BC, if not much
earlier, peninsular India had a fully fledged Chalcolithic. The search
for Neolithic/Chalcolithic settlements in Sri Lanka needs to focus on finding
faunal or plant domesticates, pottery, or evidence of copper-alloy working,
in contexts predating the Early Iron Age. It is probable that these would
be found in association with geometric microliths which would otherwise
be assigned to the Mesolithic. If is noteworthy that the Neolithic/Chalcolithic
stone artefacts in peninsular India display microlithic (Mesolithic)
vis à vis blade (Neolithic/Chalcolithic)
traits progressively as one moves southwards (ibid.: 285-6,297: Allchin
and Allchin 1974; 1974a).
Early Iron Age
The protohistoric Early Iron Age appears to have established itself
in South India by at least as early as 1200 BC, if not earlier (Possehl
1990; Deraniyagala 1992: 734). The earliest manifestation of this
in Sri Lanka is radiocarbon dated to ca. 1000-800 BC at Anuradhapura
and Aligala shelter in Sigiriya (Deraniyagala 1992: 709-29; Karunaratne
and Adikari 1994:58; Mogren 1994: 39); the Anuradhapura dating is
now corroborated by Coningham 1996). It is very likely that further
investigations will push back the Sri Lankan lower boundary to match that
of South India.
The settlement at Anuradhapura exceeded 10 hectares in extent
by ca. 800 BC, and it was at least 50 ha by ca. 700-600 BC and thus already
a ‘town’ (cf.
Allchin 1989: 3). So far no other settlements of the Early Iron Age
have been located in Sri Lanka (with the exception of the very small-scale
deposit within the rock-shelter at Aligala). Potential sites are Kandarodai,
Matota (Mantai), Pilapitiya in Kelaniya and Tissamaharama; but the evidence
has yet to surface (Deraniyagala 1992: 730-2, 735).
The 'Megalithic' Early Iron Age mortuary complex of Sri Lanka (Seneviratne
1984) is akin to that of peninsular India. It falls primarily, or possibly
totally, within the protohistoric period, as indicated by its radiocarbon
age of 750-400 BC at the only site to have been dated, Ibbankatuwa
(v. Bandaranayake and Kilian in Deraniyagala 1992: 734). The place
of this mortuary trait within the overall Early Iron Age culture in Sri Lanka
is as yet indeterminate. It is noteworthy that these cemeteries do
not have contemporaneous settlements associated with them, for instance at
Ibbankatuwa (Karunaratne 1994). Conversely, the Early Iron Age settlement
at Anuradhapura does not have a Megalithic cemetery to which it can even
remotely be linked. The Megalithic mortuary complex could possibly have been
associated with just a special group of people, such as pastoralists, on
the periphery of those who occupied Anuradhapura (cf. Leshnik 1974). In short,
what this signifies is that the Megalithic mortuary trait is but a discrete
facet of the protohistoric Early Iron Age culture complex of India which
had its distribution from the Gangetic valley down to Sri Lanka with regional
variations. Hence it is misleading to refer to a Megalithic Culture,
as several scholars are apt to, since this mortuary trait is not necessarily
a concomitant of the Early Iron Age of peninsular India or Sri Lanka. Similarly,
the Black and Red Ware ceramic tradition is a hallmark of much of the sub-continent's
Early Iron Age (except in the northwest) and is not confined to the
Megalithic mortuary facies in peninsular India, a point that is frequently
overlooked. There is a tendency to equate the Black and Red Ware ceramic
with the Megalithic complex on a one-to-one basis, thereby distorting the
basis of interpretations from the outset. It is important, therefore, that
the nature of this interrelationship between (a) the total Early Iron Age
complex of the sub-continent, (b) its Black and Red Ware ceramic complex
and (c) the Megalithic cemetery complex in southern India and Sri Lanka be
kept clearly in mind, so as to avoid confusion in interpreting the archaeological
record (Deraniyagala 1992: 734). The Sri Lankan data need to be interpreted
against the backdrop of the total sub-continental Early Iron Age, since medium-
to long-range cultural diffusion appears to have been prevalent.
The biological anthropology of Early Iron Age man in Sri Lanka is distinct
from that of Balangoda Man, although the evidence from the only Megalithic
site to have been assayed, Pomparippu (undated), suggests a certain
degree of miscegenation. This could have occurred considerably prior
to 500 BC (and after Bellan-bandi Palassa at 4500 BC) (ibid.: 736;
Kennedy in Begley et al. 1981). What attracted these people who intruded
on the scene at this early date? It is probable that the agricultural potential
of Sri Lanka, notably its abundant supplies of water, with iron technology
to subjugate the dense equatorial rainforest and heavy soils, was a
major factor. Other attractions could have been the pearl banks in
the northwest of the island (for Early Historic v. Mahroof 1992: 110),
the major copper ore source at Seruvila, and the island's location as an
entrepot for long-distance trade between Southeast Asia and West Asia (note
that black pepper in pharaonic Egypt of the 2nd millennium BC could only
have come from Kerala, Sri Lanka or Southeast Asia). Thereafter, Sri Lanka's
attraction for settlers from further afield than South India appears
to have gained rapidly. This swell coincided with the so-called Second
Urbanisation of the Indo-Gangetic Plain (v. Allchin 1995). As mentioned earlier,
Anuradhapura was at least 10 ha in extent by ca. 900 BC (perhaps much more).
By then prehistoric stone tool technology had been completely superseded
by that of iron at this site, other advanced traits being the manufacture
of copper-alloy artefacts, high-quality pottery (notably Black and Red
Ware), the breeding of cattle and horses, and the cultivation of rice. By
700-500 BC, Anuradhapura exceeded 50 ha. The phenomenon of the Indian Second
Urbanisation would appear to have manifested itself unexpectedly early in
Sri Lanka, either through rapid stimulus diffusion, or convergent evolution
due to a stimulus from further afield such as long-distance trade, or (more
likely) a combination of both.
TRANSITION TO THE HISTORICAL PERIOD
The Early Iron Age of Sri Lanka, at ca. 1000-500 BC, is referred to as
protohistoric since there is no evidence of writing in this period.
At ca. 600-500 BC, the first appearance of writing (in Brahmi almost identical
to the Asokan script some 200 years later) heralds the commencement
of the Early Historic period (Deraniyagala 1992: 739-50). This writing, radiocarbon
dated on charcoal and checked by thermoluminescence dating, is inscribed
on potsherds signifying ownership. Among the names was Anuradha, which,
coincidentally or otherwise, is stated in the ancient chronicles to
have been the name of a minister of prince Vijaya, the purported 'founder'
leader of the Sinhalese, at ca. 500 BC.
The new chronology for the beginnings of writing has thus revolutionised
our concept of the lower boundary of the historical period of South Asia
(for revised periodisation v. ibid.: 714). It has pushed it back by at
least two centuries - into the times of the Buddha. Coeval with the first
appearance of writing at Anuradhapura is the rise of new pottery forms (such
as Early Historic Black and Red Ware) and wares (eg, a medium-fine grey
ware, possibly a North Indian import), mutisalah red glass beads (for North
India 600-400 BC v. Basa 1992: 97) and what appear to be writing styli made
of bone (Deraniyagala 1992: 714). One suspects a pan-lndia wave of cultural
impulses that manifested itself in these material transformations. It is
possible that some long-distance migrations, as evinced in the legend of
Prince Vijaya's arrival in Sri Lanka from North India, were concomitant
to this phenomenon.
The earliest (600-500 BC) inscriptions on pottery at
Anuradhapura, whenever adequately complete to be linguistically diagnostic,
are in Indo-Aryan Prakrit. This situation is repeated in the earliest
inscriptions found in Megalithic Kodumanal, and possibly in the lowermost
levels of Arikamedu as well, in South India (ibid.: 745-6; Casal 1949;
Rajan 1990). So far none of them are in Dravidian. If appears to corroborate
the view that Indo-Aryan was pre-dominant from at least as early as 500 BC
in Sri Lanka, as affirmed in the chronicles concerning an Aryan impulse associated
withVijaya. The views of Parpola (1984; 1988; v. Deraniyagala 1992: 749-8)
are relevant in this regard. They are bold and provocative, and they merit
serious consideration. He postulates long-distance southward migrations
of ruling Indo-Aryan elites at ca. 500 BC and argues his case well.
The prime mover for these impulses is difficult to isolate. The urban
centres of the Ganges plains could well have constituted the nodes
from which they went out, centrifugally, to be developed in the provinces
and returned centrepetally to those original nodes as a feedback phenomenon,
thus creating a relatively closed interactive system. On the other
hand, one cannot discount the possibility of inputs at the same time from
West Asia, the Mediterranean and China. It is probable that this latter
aspect has been greatly underestimated. The idea of devising the Brahmi script
might have arisen through contact with Semitic trading scripts from
West Asia (Deraniyagala 1992: 744; note the passing reference above to
postulated long distance trade during the protohistoric Early Iron Age extending
into Southeast Asia and West Asia). Whatever the mechanism for the onset
of urbanism in Sri Lanka, by 500 BC it was ready to accelerate into the
Early Historic period. By the time of Emperor Asoka in the third century
BC, the city of Anuradhapura was nearly 100 ha in extent (ibid.: 712-3),
making it (on present estimates) the tenth largest city in India/Sri
Lanka at that time and the largest south of Ujjain and Sisupalgarh, both
in northern India (Allchin 1989: 3, 12). Buddhism had by then taken root
as the formal belief system of the island and technologically the concept
of irrigated agriculture, probably introduced during the Early Iron Age,
developed into sophisticated and large-scale systems which served as the
economic foundation of the correspondingly complex settlement configurations
of the Early Historic period.
DISCUSSION
The prehistoric population densities in Sri Lanka during the Upper Pleistocene
and much of the Holocene would have been sparse, estimated at ca.
0.1-0.8 individuals per square kilometre. These densities might have increased
with the advent of iron technology and farming at ca. 1000 BC. However,
there is a pronounced scarcity of Early Iron Age sites on the island.
This does not simply reflect inadequate sampling, although perhaps partially
so. It signifies that, despite iron and farming technology, Sri Lanka's
attraction for an Early Iron Age economy was not compelling enough
to manifest itself in numerous settlements. The number of the latter increases
very markedly during the succeeding Early Historic period (500 BC - 300
AD) and much more so during the Middle Historic (300-1200 AD) when sites
such as Anuradhapura and Mantai are at their grandest and a great proliferation
is observed in settlements throughout the Dry Zone (cf. Solheim and
Deraniyagala 1972). One, perhaps simplistic, comment is that iron technology
and farming were not the only factors responsible for the progressive burgeoning
of settlements in the Early and Middle Historic periods. A third
element appears to have entered the equation: increasing medium- and long-distance
trade leading to a corresponding increase in wealth which acted as
the catalyst for an exponential increase in the density of settlements.
Systematic surveys to test this hypothesis and to delineate the nature
of this progression is very much a research priority in the archaeology
of Sri Lanka.
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Member of the International Council for Philosophy and Humanistic
Studies
(C.l.P.S.H. - U.N.E.S.C.O.)
PROCEEDINGS OF THE XIII CONGRESS
FORLI' - ITALIA - 8 - 14 September, 1996
VOLUME 5 / Section 16 ( The prehistory of Asia and Oceania)
@ 1998, by A.B.A.C.O. s.r.l, Forli, Italy.
Pages 277-285
XIII U. I. S. P. P. Congress Proceedings- Forli, 8 – 14 September
1996 Pre- and protohistoric settlement in Sri Lanka
S. U. Deraniyagala
Director-General of Archaeology, Sri Lanka
source :
http://www.lankalibrary.com
Created April 11, 2009
Updated
April 11, 2009
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